DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sovereign Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Patrick Asher | Sovereign Financial Group, Inc. independent RIA | Prosperity Capital Advisors independent RIA | RIA to RIA | Jan 16, 2024 | Dec 22, 2025 (706 d) |
| Alyssa Zuck | Sovereign Financial Group, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 23, 2023 | Sep 18, 2023 |
| Heather Jane Cramer | Sovereign Financial Group, Inc. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Nov 18, 2022 | Nov 23, 2022 |
| Vern Clarence Hayden | Sovereign Financial Group, Inc. independent RIA | Independent Advisor Alliance, LLC independent RIA | RIA to RIA | Aug 23, 2021 | Aug 13, 2021 |
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4 moves match.