DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Retirement Wellness Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Justin Michael Dyer | Retirement Wellness Group institutional | Awm Capital, LLC independent RIA | Other | Jan 18, 2023 | Apr 12, 2019 |
| Tammy Nguyen Lee | Retirement Wellness Group institutional | Alpha Cubed Investments, LLC independent RIA | Other | Dec 13, 2019 | Dec 26, 2019 |
| Maren Cuykendall | Retirement Wellness Group no RAUM | World Investment Advisors, LLC BD affiliated | Other | Oct 10, 2018 | Oct 11, 2018 |
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3 moves match.