DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Oriental Financial Services LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Marcos A. Sanz MaderaOriental Financial Services LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 3, 2025Dec 8, 2025
Jeffrey J. Lapetina MafuzOriental Financial Services LLC independent RIANpa Asset Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 6, 2025Dec 1, 2025
Juan Jose Santiago MarreroOriental Financial Services LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 28, 2025Oct 13, 2025
Mayra Alejandra Corrada FernandezOriental Financial Services LLC independent RIAPopular Securities, LLC independent RIARIA to RIAMar 24, 2021Mar 25, 2021
Roberto Javier Santos CarroOriental Financial Services LLC independent RIAHerbert J. Sims Capital Management, Inc. independent RIARIA to RIAFeb 25, 2020Feb 18, 2020
Manuel EscobarOriental Financial Services LLC independent RIANpa Asset Management, LLC independent RIARIA to RIANov 13, 2019Dec 13, 2019
Sandra RamosOriental Financial Services LLC mixed wealthJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMar 8, 2019Mar 7, 2019
Guillermo SantiagoOriental Financial Services LLC otherNpa Asset Management, LLC otherOtherJul 3, 2017Jul 18, 2017
Fernando J. Del Llano SobrinoOriental Financial Services LLC otherNpa Asset Management, LLC otherOtherMar 6, 2017Mar 3, 2017
Lixanelle Roman ValentinOriental Financial Services LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 9, 2016Jan 27, 2017 (140 d)
Lorenzo A Delgado BustamanteOriental Financial Services LLC otherKovack Advisors, Inc. otherOtherMay 13, 2016May 26, 2016
Francisco Javier Fernandez LeonOriental Financial Services LLC otherCetera Investment Advisers LLC otherOtherNov 9, 2015Dec 23, 2015 (44 d)
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12 moves match.