DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Triad Investment Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tait Christopher Lane | Triad Investment Management independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 15, 2022 | Oct 3, 2022 |
| Randall Waner Kim | Triad Investment Management independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 15, 2022 | Oct 3, 2022 |
| Lincoln Paul Kopetski | Triad Investment Management independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Oct 5, 2022 | Oct 6, 2022 |
| Joseph Roderick Cilley | Triad Investment Management independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Oct 4, 2022 | Oct 3, 2022 |
| Thomas Aaron Bakamus | Triad Investment Management independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Oct 4, 2022 | Oct 3, 2022 |
| Michael Christopher Baer | Triad Investment Management independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Oct 4, 2022 | Oct 3, 2022 |
| Kelsey Ann Curtis | Triad Investment Management independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Oct 4, 2022 | Oct 3, 2022 |
| Nicholas Stephen Wold | Triad Investment Management independent RIA | Madrona Financial & Cpas independent RIA | RIA to RIA | Oct 4, 2022 | Jan 20, 2023 (108 d) |
| Ross Krause | Triad Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 5, 2020 | Nov 16, 2020 |
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9 moves match.