DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from First Trust Direct Indexing
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kent Mark Forkner | First Trust Direct Indexing mixed wealth | Cerity Partners LLC independent RIA | RIA to RIA | Dec 31, 2021 | Feb 8, 2022 (39 d) |
| David Lee Beatty | First Trust Direct Indexing mixed wealth | Cerity Partners LLC independent RIA | RIA to RIA | Sep 20, 2021 | Feb 8, 2022 (141 d) |
| Richard Willson Ranck | First Trust Direct Indexing independent RIA | Valor Consulting & Distribution, LLC unclassified | Other | Jan 29, 2020 | Mar 12, 2020 (43 d) |
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3 moves match.