DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Blue Rock Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James R WhalenBlue Rock Financial Group independent RIACypress Financial Planning independent RIARIA to RIAApr 14, 2025Mar 15, 2025
Jeffrey Thomas KaczmarczykBlue Rock Financial Group independent RIATristate Wealth Advisors state registeredRIA to a state-registered adviserFeb 1, 2025Jan 15, 2025
Nicholas LombardoBlue Rock Financial Group independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankNov 7, 2024Jun 7, 2026 (577 d)
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3 moves match.