DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Baker Tilly Investment Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Blaise Geraty | Baker Tilly Investment Services institutional | Baker Tilly Wealth Management, LLC mixed wealth | Other | Dec 26, 2020 | Dec 23, 2020 |
| Mark Thomas Rochford | Baker Tilly Investment Services institutional | Baker Tilly Wealth Management, LLC mixed wealth | Other | Dec 26, 2020 | Dec 23, 2020 |
| Timothy Robert Sutton | Baker Tilly Investment Services institutional | Baker Tilly Wealth Management, LLC mixed wealth | Other | Dec 26, 2020 | Dec 23, 2020 |
| Jeffrey Arthur Messer | Baker Tilly Investment Services institutional | Baker Tilly Wealth Management, LLC mixed wealth | Other | Dec 26, 2020 | Dec 23, 2020 |
| George Lee Bawcum | Baker Tilly Investment Services institutional | Baker Tilly Wealth Management, LLC mixed wealth | Other | Dec 26, 2020 | Dec 23, 2020 |
| Steven Michael Scharff | Baker Tilly Investment Services institutional | Baker Tilly Wealth Management, LLC mixed wealth | Other | Dec 26, 2020 | Dec 23, 2020 |
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6 moves match.