DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Qualified Planning

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Robert RukstalisQualified Planning state registeredAltura Wealth Advisors Inc. independent RIAOtherSep 27, 2021Jul 10, 2020
Jesse John LipscombQualified Planning state registeredTruadvice LLC mixed wealthOtherApr 14, 2021Feb 9, 2021
Arslan B BahlerQualified Planning state registeredAltura Wealth Advisors Inc. independent RIAOtherDec 9, 2020Dec 23, 2020
Omar ChyouQualified Planning state registeredU.S. Bancorp Advisors, LLC BD affiliatedOtherSep 2, 2020Aug 26, 2020
Peter BradshawQualified Planning state registeredAltura Wealth Advisors Inc. independent RIAOtherJul 21, 2020Jul 16, 2020
Nicole Middleton HollowayQualified Planning state registeredNatural Investments independent RIAOtherMar 17, 2020Jan 10, 2020
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6 moves match.