DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Miller Private Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Gregory Chrisman | Miller Private Wealth LLC independent RIA | Four Quadrant Wealth Advisors, Inc. independent RIA | RIA to RIA | Feb 6, 2023 | Oct 4, 2023 (240 d) |
| Jason F Sauer | Miller Private Wealth LLC independent RIA | Adaptation Financial Advisors Inc. independent RIA | RIA to RIA | Jan 27, 2022 | Dec 8, 2021 |
| Darrell Habben | Miller Private Wealth LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2021 | Jul 19, 2021 |
Page 1 of 1
3 moves match.