DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Westview Investment Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Erik Giard-ChaseWestview Investment Advisors independent RIABlue Slate Investment Management state registeredRIA to a state-registered adviserNov 19, 2024Nov 18, 2024
Marco FarinaWestview Investment Advisors independent RIABeacon Financial Planning, Inc independent RIARIA to RIANov 19, 2024Sep 16, 2024
Lindsay Ann AntonowiczWestview Investment Advisors independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 23, 2022Jan 11, 2023 (110 d)
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3 moves match.