DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Midwest Heritage Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Guy Matthew Eckman | Midwest Heritage Financial Advisors independent RIA | Diversified Management Inc independent RIA | RIA to RIA | Aug 8, 2023 | Jan 4, 2024 (149 d) |
| Ryan Patrick Mehalovich | Midwest Heritage Financial Advisors independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Jul 29, 2022 | Jul 22, 2022 |
| Zachary L Newberg | Midwest Heritage Financial Advisors independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | May 31, 2022 | Jun 15, 2022 |
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3 moves match.