DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Diversified Management Inc
Latest filing Mar 30, 2026
First filing on the tape Mar 27, 2012 · 33 filings
SEC status approved since May 18, 1994
RAUM
$1.9B
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
94%
$1.7B individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$311M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$1.9B as of Mar 30, 2026
Mar 27, 2012$607M then
HNW client RAUM$1.7B as of Mar 30, 2026
Mar 29, 2018$1.0B then
State-registered IARs (5.B.3)6 as of Mar 30, 2026
Mar 19, 20136 then
Employees (5.A)8 as of Mar 30, 2026
Mar 19, 20138 then
Private funds: no history
RAUM +10% over the last fiscal year+9.1% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $311MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.0MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 6.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $740M, 164 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.7B91%
- Charitable organizations$118M6.3%
- Individuals$53.0M2.8%
- Individual clients
- 127reported
- HNW clients
- 212reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 1,650reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $740M for 164 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Paul SchmidtCertified Financial Planner | Scottsdale, Az | Jun 12, 2001 | 30 y | 0 |
| Michael Patrick EganCertified Financial Planner | Milwaukee, Wi | Dec 18, 2003 | 29 y | 0 |
| Garren Lindsay AgleCertified Financial Planner | Milwaukee, Wi | Jun 13, 2007 | 22 y | 0 |
| Kylee J. Paradowski | Milwaukee, Wi | Oct 16, 2020 | 10 y | 0 |
| Guy Matthew EckmanCertified Financial Planner | Milwaukee, Wi | Jan 4, 2024 | 10 y | 1 |
| Chad Andrew ThistleCertified Financial Planner | Milwaukee, Wi | Jan 14, 2024 | 26 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Patrick James Weyer to Operose Advisors LLCApr 28, 2024 · RIA to RIA
- Joel Stuart Merritt to Raymond James Financial Services Advisors, IncApr 24, 2018 · RIA to affiliated broker-dealer or bank
- Erik John Kroll to Hilltop Financial AdvisorsDec 21, 2015 · Other
- Kevin Michael Nemoir to Annex Wealth Management, LLCDec 1, 2008 · Other
Joined, latest
- Guy Matthew Eckman from Midwest Heritage Financial AdvisorsJan 4, 2024 · RIA to RIA
- Patrick James Weyer from Landaas & CompanySep 14, 2020 · RIA to RIA
- Joel Stuart Merritt from Thrivent Investment Management Inc.Jan 20, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lindsay Garren Agle · Vice President & Chief Information Officercontrolsince 03/2017 · owns 10% to 25%
- Patrick Michael Egan · Managing Director And Chief Investment Officercontrolsince 03/2017 · owns 10% to 25%
- Paul Michael Schmidt · Chairman, President And Chief Compliance Officercontrolsince 03/2017 · owns 25% to 50%
- Andrew Chad Thistle · Chief Financial Officercontrolsince 01/2009 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Milwaukee, Wi · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Scottsdale, AZ1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 30, 2026SCHMIDT, MICHAEL, PAUL (CHAIRMAN, PRESIDENT AND CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2017-03-27 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 1,706 to 1,650Jan 2, 2026 to Mar 30, 2026
- Charity clients · 34 to 1Jan 2, 2026 to Mar 30, 2026
- HNW clients · 217 to 212Jan 2, 2026 to Mar 30, 2026
- Individual clients · 115 to 127Jan 2, 2026 to Mar 30, 2026
- Assets in custody · $734M to $740MJan 2, 2026 to Mar 30, 2026
- Discretionary RAUM · $1.6B to $1.7BJan 2, 2026 to Mar 30, 2026
- HNW RAUM · $1.5B to $1.7BJan 2, 2026 to Mar 30, 2026
- Individual RAUM · $45.7M to $53.0MJan 2, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $96.9M to $133MJan 2, 2026 to Mar 30, 2026
- RAUM · $1.7B to $1.9BJan 2, 2026 to Mar 30, 2026
- Accounts · 1,640 to 1,706Feb 14, 2025 to Mar 27, 2025
- Charity clients · 32 to 34Feb 14, 2025 to Mar 27, 2025
- HNW clients · 215 to 217Feb 14, 2025 to Mar 27, 2025
- Individual clients · 116 to 115Feb 14, 2025 to Mar 27, 2025
- Assets in custody · $724M to $734MFeb 14, 2025 to Mar 27, 2025
- Employees · 7 to 8Feb 14, 2025 to Mar 27, 2025
- Financial planning clients · 101-250 to 101-250Feb 14, 2025 to Mar 27, 2025
- Discretionary RAUM · $1.5B to $1.6BFeb 14, 2025 to Mar 27, 2025
- HNW RAUM · $1.4B to $1.5BFeb 14, 2025 to Mar 27, 2025
- Individual RAUM · $46.6M to $45.7MFeb 14, 2025 to Mar 27, 2025
- Non-discretionary RAUM · $101M to $96.9MFeb 14, 2025 to Mar 27, 2025
- RAUM · $1.6B to $1.7BFeb 14, 2025 to Mar 27, 2025
- Advisory employees · 7 to 6Mar 28, 2024 to Apr 28, 2024
- Employees · 8 to 7Mar 28, 2024 to Apr 28, 2024
- State-registered IARs · 7 to 6Mar 28, 2024 to Apr 28, 2024
- Accounts · 1,617 to 1,640Jan 4, 2024 to Mar 28, 2024
- Advisory employees · 6 to 7Jan 4, 2024 to Mar 28, 2024
- Charity clients · 30 to 32Jan 4, 2024 to Mar 28, 2024
- HNW clients · 193 to 215Jan 4, 2024 to Mar 28, 2024
- Individual clients · 129 to 116Jan 4, 2024 to Mar 28, 2024
- Assets in custody · $669M to $724MJan 4, 2024 to Mar 28, 2024
- Discretionary RAUM · $1.3B to $1.5BJan 4, 2024 to Mar 28, 2024
- HNW RAUM · $1.3B to $1.4BJan 4, 2024 to Mar 28, 2024
- Individual RAUM · $47.3M to $46.6MJan 4, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $101M to $101MJan 4, 2024 to Mar 28, 2024
- RAUM · $1.4B to $1.6BJan 4, 2024 to Mar 28, 2024
- Advisory employees · 5 to 6Jul 12, 2023 to Jan 4, 2024
- Employees · 7 to 8Jul 12, 2023 to Jan 4, 2024
- State-registered IARs · 6 to 7Jul 12, 2023 to Jan 4, 2024
- Advisory employees · 6 to 5Mar 30, 2023 to Jun 30, 2023
Signals
1 dated events
- Patrick James Weyer left Diversified Management Inc for Operose Advisors Llc (registered 2024-05-01)Apr 28, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@creamcityinvest.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 414-292-1914reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 414-292-1919reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/cream-city-investment-servicesreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/diversified-management-inc.reportedpublic record, Form ADV, Sep 17, 2026
- Website
- CREAMCITYINVEST.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 414-292-1900reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- creamcityinvestments.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $311Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026