DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Texas Financial Advisory

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ian Adam BradleyTexas Financial Advisory independent RIAFoundations Investment Advisors LLC independent RIARIA to RIADec 23, 2024Jan 2, 2025
Yvette BarreraTexas Financial Advisory independent RIAFoundations Investment Advisors LLC independent RIARIA to RIADec 22, 2024Jan 14, 2025
Tammie Michelle TirresTexas Financial Advisory independent RIAFoundations Investment Advisors LLC independent RIARIA to RIADec 22, 2024Jan 2, 2025
Mario Ray BarreraTexas Financial Advisory independent RIAFoundations Investment Advisors LLC independent RIARIA to RIADec 22, 2024Jan 2, 2025
Wesley Hutchins ThomsTexas Financial Advisory independent RIAFoundations Investment Advisors LLC independent RIARIA to RIADec 22, 2024Jan 2, 2025
Nannette Leigh SaboTexas Financial Advisory independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 1, 2021Apr 20, 2022 (415 d)
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6 moves match.