DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Defined Financial Planning LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel Vasquez Gaeta | Defined Financial Planning LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Nov 26, 2025 | Nov 4, 2025 |
| Brianna Nicole Hasbrook | Defined Financial Planning LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Nov 26, 2025 | Nov 4, 2025 |
| Keith Merwin Oslie | Defined Financial Planning LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 5, 2022 | Jun 28, 2024 (724 d) |
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3 moves match.