DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Juncture Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Henry Wong | Juncture Wealth Advisors, LLC independent RIA | Juncture Wealth Strategies, LLC independent RIA | RIA to RIA | Jun 15, 2022 | Nov 19, 2021 |
| Mahes William Prasad | Juncture Wealth Advisors, LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 3, 2021 | Sep 20, 2021 (109 d) |
| Jason Jensen | Juncture Wealth Advisors, LLC no RAUM | Ameriprise Financial Services, LLC national BD | Other | Oct 7, 2020 | Dec 8, 2020 (62 d) |
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3 moves match.