DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hart & Patterson Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Vikki Diane Lenhart | Hart & Patterson Financial Group independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | Dec 15, 2025 | Jul 3, 2025 |
| Lucia Burleigh Shah | Hart & Patterson Financial Group independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | Jun 2, 2025 | Jul 10, 2025 (38 d) |
| Mary Kate Frodema | Hart & Patterson Financial Group independent RIA | St. Germain Investment Management independent RIA | RIA to RIA | May 18, 2022 | May 10, 2022 |
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3 moves match.