DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Findec Wealth Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathan Andrew Ossino Williamson | Findec Wealth Services, Inc. mixed wealth | Waystone Advisors LLC independent RIA | RIA to RIA | May 13, 2025 | Jun 2, 2025 |
| Tolen Clement Teigen | Findec Wealth Services, Inc. mixed wealth | Intellicents Investment Solutions Inc other | Other | Dec 2, 2024 | Dec 4, 2024 |
| Patrick Joseph Mulcahy | Findec Wealth Services, Inc. mixed wealth | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 8, 2023 | May 7, 2026 (1184 d) |
| Kevin Eugene Mahoney | Findec Wealth Services, Inc. mixed wealth | Intellicents Investment Solutions Inc other | Other | Dec 31, 2022 | Aug 17, 2023 (229 d) |
| Evan Samuel Hartstein | Findec Wealth Services, Inc. mixed wealth | Strategy Financial Group independent RIA | RIA to RIA | Dec 31, 2022 | May 31, 2024 (517 d) |
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5 moves match.