DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Maiden Cove Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Garofalo | Maiden Cove Capital independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Apr 28, 2025 | May 14, 2025 |
| Kiersten Brennan | Maiden Cove Capital independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2023 | Oct 25, 2024 (541 d) |
| Beth Marie Fratalia | Maiden Cove Capital independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2021 | Mar 18, 2022 (240 d) |
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3 moves match.