DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Beth Marie Fratalia
Feed of 09/14/2026
Also filed as Beth Marie Hawley
At current firm
1 y
since Mar 31, 2025
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · East Sandwich, Ma
- Fidelity Personal And Workplace Advisors formerMar 18, 2022 to Mar 31, 2025 · Boston, Ma
- Maiden Cove Capital independent RIAApr 25, 2021 to Jul 21, 2021 · Cape Elizabeth, Me
- Fidelity Personal And Workplace Advisors formerMar 20, 2020 to Apr 13, 2021 · Portland, Me
- F L Putnam Investment Management Co. independent RIAMay 28, 2019 to Mar 6, 2020 · Portland, Me
- Morgan Stanley wirehouseMay 3, 2018 to Apr 1, 2019 · Wellesley, Ma
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Maiden Cove Capital to Fidelity Personal And Workplace Advisorsleft Jul 21, 2021, registered Mar 18, 2022 (240 days) · RIA to affiliated broker-dealer or bank
- Fidelity Personal And Workplace Advisors to Maiden Cove Capitalleft Apr 13, 2021, registered Apr 25, 2021 (12 days) · Affiliated broker-dealer or bank to independent RIA
- F L Putnam Investment Management Co. to Fidelity Personal And Workplace Advisorsleft Mar 6, 2020, registered Mar 20, 2020 (14 days) · RIA to affiliated broker-dealer or bank
- Morgan Stanley to F L Putnam Investment Management Co.left Apr 1, 2019, registered May 28, 2019 (57 days) · Wirehouse to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address