DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Maiden Cove Capital

Independent wealth managerYarmouth, MaineCRD 312478SEC 801-130421websiteIAPD
Legal name Maiden Cove Capital, LLC
Latest filing Mar 17, 2026
First filing on the tape May 6, 2024 · 7 filings
SEC status approved since Jun 6, 2024
RAUM
$154M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
80%
$123M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$51.2M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$154M as of Mar 17, 2026
Apr 28, 2025$122M then
HNW client RAUM$122M as of Mar 17, 2026
Apr 28, 2025$90.2M then
State-registered IARs (5.B.3)2 as of Mar 17, 2026
Apr 28, 20251 then
Employees (5.A)3 as of Mar 17, 2026
Apr 28, 20252 then
Private funds: no history
RAUM +26% over the last fiscal yearIARs 1 to 2offices 0 to 2
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$51.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.6MderivedHNW RAUM over HNW clients
Average account
$948,748derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+26%derivedbetween the last two annual amendments
Advisor growth, one year
+100%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$122M79%
  • Pension and profit-sharing plans$23.3M15%
  • Corporations and businesses$5.6M3.6%
  • Charitable organizations$2.1M1.3%
  • Individuals$1.0M0.7%
Individual clients
n/areported
HNW clients
46reported
Pension plan clients
6reported
Charitable clients
n/areported
Accounts
162reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.8 fund_share=0.0 institutional_share=0.16 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Damien J SaccaniCertified Financial PlannerCape Elizabeth, MeMar 31, 202116 y3
Thomas Joseph CollinsCertified Financial PlannerYarmouth, Me Jan 15, 202612 y2
Andrew Martin SniderYarmouth, Me Jul 14, 202614 y0
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • J Damien Saccani · President And Chief Compliance Officercontrol
    since 05/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Yarmouth, Me · principal220
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 152 to 162
    Jan 9, 2026 to Mar 17, 2026
  • Advisory employees · 1 to 2
    Jan 9, 2026 to Mar 17, 2026
  • HNW clients · 43 to 46
    Jan 9, 2026 to Mar 17, 2026
  • Employees · 2 to 3
    Jan 9, 2026 to Mar 17, 2026
  • HQ city · CAPE ELIZABETH to YARMOUTH
    Jan 9, 2026 to Mar 17, 2026
  • State-registered IARs · 1 to 2
    Jan 9, 2026 to Mar 17, 2026
  • Other offices · 0 to 2
    Jan 9, 2026 to Mar 17, 2026
  • Discretionary RAUM · $104M to $151M
    Jan 9, 2026 to Mar 17, 2026
  • HNW RAUM · $90.2M to $122M
    Jan 9, 2026 to Mar 17, 2026
  • Individual RAUM · $3.3M to $1.0M
    Jan 9, 2026 to Mar 17, 2026
  • Non-discretionary RAUM · $18.5M to $3.2M
    Jan 9, 2026 to Mar 17, 2026
  • Pension RAUM · $18.5M to $23.3M
    Jan 9, 2026 to Mar 17, 2026
  • RAUM · $122M to $154M
    Jan 9, 2026 to Mar 17, 2026
  • Accounts · 146 to 152
    Jun 24, 2024 to Apr 28, 2025
  • Employees · 1 to 2
    Jun 24, 2024 to Apr 28, 2025
  • Financial planning clients · 0 to 0
    Jun 24, 2024 to Apr 28, 2025
  • Discretionary RAUM · $95.4M to $104M
    Jun 24, 2024 to Apr 28, 2025
  • HNW RAUM · $80.4M to $90.2M
    Jun 24, 2024 to Apr 28, 2025
  • Individual RAUM · $4.1M to $3.3M
    Jun 24, 2024 to Apr 28, 2025
  • Non-discretionary RAUM · $14.4M to $18.5M
    Jun 24, 2024 to Apr 28, 2025
  • Pension RAUM · $14.4M to $18.5M
    Jun 24, 2024 to Apr 28, 2025
  • RAUM · $110M to $122M
    Jun 24, 2024 to Apr 28, 2025
Signals
3 dated events
  • John Garofalo left Maiden Cove Capital for Ubs Financial Services Inc. (registered 2025-05-14)
    Apr 28, 2025 · Advisor changed firm · fact
  • Maiden Cove Capital filed its initial SEC registration (Form ADV)
    May 6, 2024 · First SEC registration · fact
  • Kiersten Brennan left Maiden Cove Capital for Fidelity Personal And Workplace Advisors (registered 2024-10-25)
    May 3, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
info@maidencove.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone
207-482-3840reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile
linkedin.com/company/maiden-cove-capitalreportedpublic record, Form ADV, Sep 18, 2026
Website
maidencove.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
207-482-3840reportedpublic record, Form ADV, Mar 17, 2026
Contact form
maidencove.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Team page
maidencove.com/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$51.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026