DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Rooted Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Kevin SeitzerRooted Wealth Advisors independent RIABrookstone Wealth Advisors, LLC no RAUMOtherJan 26, 2026Feb 2, 2026
Logan Randall GiglRooted Wealth Advisors independent RIAOsaic Institutions, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 9, 2024Jul 8, 2024
Jackson SheputisRooted Wealth Advisors independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 26, 2024Jun 17, 2024 (112 d)
Duke Michael SmithRooted Wealth Advisors independent RIAAlphastar Capital Management independent RIARIA to RIASep 1, 2021Jan 6, 2022 (127 d)
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4 moves match.