DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Callahan Financial Planning
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Logan Wesley Sanders | Callahan Financial Planning independent RIA | Sanders Retirement Planning LLC state registered | RIA to a state-registered adviser | Feb 1, 2025 | Dec 3, 2024 |
| Scott Robert Leise | Callahan Financial Planning independent RIA | Sanders Retirement Planning LLC state registered | RIA to a state-registered adviser | Feb 1, 2025 | Dec 3, 2024 |
| Tu Thien Nguyen | Callahan Financial Planning independent RIA | Dae Wealth Management state registered | RIA to a state-registered adviser | Jun 28, 2024 | Apr 16, 2025 (292 d) |
| Allison Nicole Cerven | Callahan Financial Planning independent RIA | Cornerstone Financial Group,LLC other | Other | Jan 25, 2024 | Feb 6, 2024 |
| Reuben Joseph Brauer | Callahan Financial Planning independent RIA | Cornerstone Financial Group,LLC other | Other | Jan 2, 2024 | Feb 4, 2024 (33 d) |
| James Nicholas Boese | Callahan Financial Planning independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2023 | Nov 28, 2023 (43 d) |
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6 moves match.