DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wizest Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Arcie Petty | Wizest Inc. independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Dec 16, 2025 | Nov 10, 2025 |
| Jad Hoche | Wizest Inc. no RAUM | Hsbc Securities (USA) Inc. BD affiliated | Other | Apr 3, 2023 | May 26, 2023 (53 d) |
| Maria Estibaliz Incerromeo | Wizest Inc. no RAUM | Banco Do Brasil Securities LLC state registered | Other | Mar 17, 2023 | Nov 12, 2024 (606 d) |
| Derdley Fleuridor | Wizest Inc. no RAUM | Empower Advisory Group, LLC BD affiliated | Other | Jan 24, 2023 | Feb 5, 2026 (1108 d) |
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4 moves match.