DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sonora Investment Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ludwell Graham GainesSonora Investment Management independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAOct 23, 2025Oct 2, 2025
Jed Mathias BrodySonora Investment Management independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAOct 23, 2025Oct 2, 2025
Timothy Duane WilcoxSonora Investment Management independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAOct 23, 2025Oct 1, 2025
Douglas R. RogersSonora Investment Management independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAOct 23, 2025Oct 9, 2025
Witta PayackapanSonora Investment Management independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAOct 23, 2025Oct 2, 2025
Sara Suzann AlexanderSonora Investment Management independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAOct 23, 2025Oct 2, 2025
Michael H ArkoSonora Investment Management independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAOct 23, 2025Oct 2, 2025
Ryan M GargolSonora Investment Management independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAOct 23, 2025Oct 2, 2025
Noah S PutnamSonora Investment Management independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAOct 23, 2025Oct 1, 2025
Ebersole C GainesSonora Investment Management independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAOct 23, 2025Oct 2, 2025
Alex W NielsenSonora Investment Management independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAOct 23, 2025Oct 2, 2025
Edwin Ned HopperSonora Investment Management independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAOct 23, 2025Oct 2, 2025
Hugh Bradley TolandSonora Investment Management independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAOct 23, 2025Oct 1, 2025
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13 moves match.