DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Moralis Technologies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory Joseph Bronson | Moralis Technologies, LLC mixed wealth | Hill Country Kingdom Advisors state registered | RIA to a state-registered adviser | Nov 10, 2025 | Feb 10, 2026 (92 d) |
| Charles Lee Davis | Moralis Technologies, LLC mixed wealth | Hapanowicz Financial independent RIA | RIA to RIA | May 30, 2025 | Jul 28, 2025 (59 d) |
| Jay Andrew Funyak | Moralis Technologies, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2025 | Apr 17, 2025 |
| Sean Albert Tomko | Moralis Technologies, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 23, 2024 | Aug 2, 2024 (161 d) |
| Mary Elizabeth Keegan | Moralis Technologies, LLC independent RIA | Waldron Private Wealth independent RIA | RIA to RIA | Sep 22, 2022 | Oct 20, 2022 |
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5 moves match.