DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Brookwood Investment Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Philip Jeffrey Lee | Brookwood Investment Group independent RIA | Inspire Wealth Advisory LLC state registered | RIA to a state-registered adviser | Jul 27, 2026 | Jul 23, 2026 |
| Stacey Parnum | Brookwood Investment Group independent RIA | Brookstone Wealth Advisors, LLC no RAUM | Other | Jun 3, 2026 | Apr 23, 2026 |
| Brent William Burgesser | Brookwood Investment Group independent RIA | Qria, Inc. state registered | RIA to a state-registered adviser | Apr 23, 2026 | Aug 18, 2026 (117 d) |
| Margaret Mary Koosa | Brookwood Investment Group independent RIA | The Alchemists, LLC state registered | RIA to a state-registered adviser | Jan 20, 2026 | Jul 17, 2025 |
| Sergio Rivera Vazquez | Brookwood Investment Group independent RIA | Veraz Advisors independent RIA | RIA to RIA | Dec 3, 2025 | Jan 25, 2026 (53 d) |
| Todd Justin Mann | Brookwood Investment Group independent RIA | T. Mann Financial state registered | RIA to a state-registered adviser | Jan 3, 2025 | Sep 19, 2024 |
Page 1 of 1
6 moves match.