DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bmo Direct Invest Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles O Hopkins | Bmo Direct Invest Inc. independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Oct 29, 2024 | Jul 31, 2025 (275 d) |
| Michele Denise Hopson | Bmo Direct Invest Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 29, 2024 | Oct 1, 2024 |
| Peyton Ross Eckert | Bmo Direct Invest Inc. independent RIA | Corient independent RIA | RIA to RIA | Sep 15, 2023 | Jan 10, 2025 (483 d) |
| Luis Enrique Teran Rivero | Bmo Direct Invest Inc. no RAUM | Mainstreet Advisors other | Other | Feb 24, 2022 | Mar 9, 2022 |
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4 moves match.