DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kestra Investment Management, LLC.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Haolun Zhang | Kestra Investment Management, LLC. asset manager | Ieq Capital, LLC independent RIA | Other | Jun 9, 2025 | Aug 20, 2025 (72 d) |
| Bobby Sharan Gomez | Kestra Investment Management, LLC. asset manager | RBC Rochdale, LLC BD affiliated | Other | Feb 19, 2025 | Jan 9, 2026 (324 d) |
| Mouna Nutakki | Kestra Investment Management, LLC. asset manager | Gamma Investing LLC asset manager | Other | Sep 3, 2024 | Aug 7, 2025 (338 d) |
| Logan Christopher Kerr | Kestra Investment Management, LLC. asset manager | Charles Schwab & Co., Inc. national BD | Other | Apr 2, 2024 | Apr 30, 2024 |
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4 moves match.