DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sparta Wealth Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Lewis Monk | Sparta Wealth Partners independent RIA | Fortress Private Ledger, LLC independent RIA | RIA to RIA | Jun 16, 2026 | Jun 19, 2026 |
| Kristopher Alexander Roper | Sparta Wealth Partners independent RIA | Fortress Private Ledger, LLC independent RIA | RIA to RIA | Jun 16, 2026 | Jun 18, 2026 |
| Jackson Joshua Klein | Sparta Wealth Partners independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 5, 2026 | Sep 14, 2026 (101 d) |
| Andrew Bret Burquest | Sparta Wealth Partners independent RIA | Njord Capital, LLC no RAUM | RIA to a newly registered adviser | Mar 8, 2025 | Mar 4, 2025 |
| Nicholas Alan O'Kelly | Sparta Wealth Partners independent RIA | Cadence Wealth Partners, LLC state registered | RIA to a state-registered adviser | Mar 16, 2024 | Mar 19, 2024 |
| Nathan Daniel Goad | Sparta Wealth Partners independent RIA | Alden Investment Group independent RIA | RIA to RIA | Dec 13, 2022 | Jul 28, 2022 |
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6 moves match.