DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Rock Harbor Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zachary Kozlowski | Rock Harbor Capital LLC state registered | Guggenheim Investments asset manager | Other | Jul 27, 2026 | Jul 27, 2026 |
| Brock Caufield | Rock Harbor Capital LLC state registered | Morgan Stanley wirehouse | Other | Jul 27, 2026 | Aug 18, 2026 |
| Kolton Rominski | Rock Harbor Capital LLC state registered | Larson Financial Group, LLC BD affiliated | Other | Sep 5, 2024 | Jul 11, 2024 |
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3 moves match.