DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lord And Richards

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Timothy Alan TrierLord And Richards independent RIATrunorth Advisors independent RIARIA to RIAMay 7, 2026Jun 10, 2026 (34 d)
Jason Christopher Vander PolLord And Richards independent RIALfg Wealth Partners, LLC independent RIARIA to RIADec 1, 2025Jan 8, 2026 (38 d)
Charles Patrick FaulhaberLord And Richards no RAUMLido independent RIAOtherFeb 2, 2024Jan 23, 2024
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3 moves match.