DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Diversified, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anthony BarbosaDiversified, LLC independent RIACertior Financial Group, LLC independent RIARIA to RIASep 17, 2026Sep 16, 2026
Michael Todd HorwathDiversified, LLC independent RIALansing Street Advisors independent RIARIA to RIAApr 1, 2026Apr 16, 2026
Jackson Lee AllenDiversified, LLC independent RIAJanney Montgomery Scott LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 11, 2025Jan 30, 2026 (50 d)
James WitnerDiversified, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 12, 2025Jan 25, 2026 (166 d)
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4 moves match.