DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Shufro, Rose & Co., LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Thomas Hymes | Shufro, Rose & Co., LLC independent RIA | Beatrice Advisors LP independent RIA | RIA to RIA | Jan 16, 2024 | Jan 5, 2025 (355 d) |
| Marisa Luciano | Shufro, Rose & Co., LLC independent RIA | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 13, 2023 | Jun 28, 2023 |
| Sharon Elzena Griffith | Shufro, Rose & Co., LLC other | Wells Fargo Advisors wirehouse | Other | Jan 23, 2017 | May 25, 2017 (122 d) |
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3 moves match.