DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Moloney Securities Co., Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Selden Kent Martin | Moloney Securities Co., Inc. other | Visionary Wealth Advisors, LLC other | Other | Sep 2, 2015 | Oct 20, 2015 (48 d) |
| Sidney Yves Prepetit | Moloney Securities Co., Inc. other | Charles Schwab & Co., Inc. national BD | Other | Nov 4, 2014 | Mar 31, 2020 (1974 d) |
| Douglas Fosdick Carter | Moloney Securities Co., Inc. other | Nations Financial Group, Inc. other | Other | Mar 15, 2013 | Apr 23, 2013 (39 d) |
| Wilfredo Raul Miranda | Moloney Securities Co., Inc. other | Ausdal Financial Partners, Inc. other | Other | Jul 23, 2012 | Jul 24, 2012 |
| Gregory Wade Gobble | Moloney Securities Co., Inc. other | First Brokerage America, L.L.C. unclassified | Other | Mar 2, 2012 | May 4, 2012 (63 d) |
| Michael G Campbell | Moloney Securities Co., Inc. other | J.P. Morgan Securities Inc. unclassified | Other | Aug 8, 2008 | Aug 27, 2008 |
| William Joseph Lacasse | Moloney Securities Co., Inc. other | USA Financial Securities LLC other | Other | Dec 4, 2006 | Dec 4, 2006 |
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7 moves match.