DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Thompson Davis Asset Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Louis G Frates | Thompson Davis Asset Management independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | May 2, 2022 | May 2, 2022 |
| Louis David Dworsky | Thompson Davis Asset Management other | Morse Capital Partners, LLC independent RIA | Other | Oct 30, 2017 | Dec 16, 2017 (47 d) |
| Michael Donovan Jackson | Thompson Davis Asset Management other | Phoenix Wealth Advisors Inc. other | Other | Mar 16, 2016 | Oct 13, 2016 (211 d) |
| Pamela Jeanne Prescott | Thompson Davis Asset Management other | Wells Fargo Advisors wirehouse | Other | Aug 26, 2015 | Aug 24, 2015 |
| Andrews Lord Browne | Thompson Davis Asset Management other | Ifg Advisory, LLC independent RIA | Other | Mar 11, 2013 | Jan 10, 2022 (3227 d) |
| Charles Richard Roberts | Thompson Davis Asset Management other | Cambridge Advisors other | Other | Sep 13, 2007 | Sep 10, 2009 (728 d) |
| Jesse Franklin Goins | Thompson Davis Asset Management other | Salem Investment Counselors Inc other | Other | Aug 6, 2007 | Aug 15, 2007 |
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7 moves match.