DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Legend Merchant Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Bruce Goldstein | Legend Merchant Group, Inc. other | International Assets Investment Management, LLC other | Other | May 10, 2012 | Apr 9, 2012 |
| Steven Joseph Kaczmarek | Legend Merchant Group, Inc. other | East End Wealth Management unclassified | Other | Jun 19, 2008 | Jul 10, 2008 |
| John Frank Heerdink | Legend Merchant Group, Inc. other | Vista Partners unclassified | Other | Dec 7, 2005 | Aug 2, 2010 (1699 d) |
| Ross Saxon Silver | Legend Merchant Group, Inc. other | Vista Partners unclassified | Other | Nov 28, 2005 | Aug 25, 2005 |
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4 moves match.