DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sterne Agee Investment Advisor Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Gregory Neil Mayes	Sterne Agee Investment Advisor Services, Inc. other	Bb&T Investment Services, Inc. no RAUM	Other	Dec 31, 2007	Aug 25, 2008 (238 d)
Timothy Jon Kissling	Sterne Agee Investment Advisor Services, Inc. other	Madison Avenue Advisors, Inc. unclassified	Other	Dec 8, 2006	Dec 4, 2006
Richard Stephen Ziemianski	Sterne Agee Investment Advisor Services, Inc. other	Kovack Advisors, Inc. other	Other	Dec 8, 2006	Dec 1, 2006
Ronald John Campbell	Sterne Agee Investment Advisor Services, Inc. other	USA Financial Securities LLC other	Other	Jan 26, 2006	Aug 28, 2008 (945 d)
Lawrence Raymond Koval	Sterne Agee Investment Advisor Services, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Dec 31, 2005	Jan 12, 2006
John J Konikowski	Sterne Agee Investment Advisor Services, Inc. other	Osaic Fa, Inc. other	Other	Nov 7, 2005	Nov 7, 2005
John Christopher Conrath	Sterne Agee Investment Advisor Services, Inc. other	Advanced Planning Capital Corporation unclassified	Other	Nov 7, 2005	Aug 7, 2007 (638 d)
Jeffrey David Davies	Sterne Agee Investment Advisor Services, Inc. other	Analytical Portfolio Solutions, LLC unclassified	Other	Aug 16, 2005	Sep 16, 2005 (31 d)
Carla Semryck Mathias	Sterne Agee Investment Advisor Services, Inc. other	Summit Financial Group Inc other	Other	Jun 30, 2005	Jun 30, 2005
Michael David Mathias	Sterne Agee Investment Advisor Services, Inc. other	Summit Financial Group Inc other	Other	Jun 30, 2005	Jul 1, 2005
Robert Edward Mathias	Sterne Agee Investment Advisor Services, Inc. other	Summit Financial Group Inc other	Other	Jun 30, 2005	Jul 13, 2005
Joseph Charles Randazzo	Sterne Agee Investment Advisor Services, Inc. other	Osaic Fs, Inc. other	Other	Dec 31, 2004	Jan 12, 2005
Pamela Louise Kruger	Sterne Agee Investment Advisor Services, Inc. other	Questar Asset Management, Inc. other	Other	Dec 31, 2004	Feb 16, 2005 (47 d)
Richard Mario Blanco	Sterne Agee Investment Advisor Services, Inc. other	Msi Financial Services, Inc. other	Other	Dec 31, 2004	Nov 4, 2008 (1404 d)
Steven Dale Landis	Sterne Agee Investment Advisor Services, Inc. other	Landis Financial & Investment Services unclassified	Other	Sep 2, 2004	Nov 14, 2006 (803 d)

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75 moves match.