DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from First Kentucky Securities Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patricia B HughesFirst Kentucky Securities Corp independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 2, 2024Sep 30, 2024
William Cranston FenwickFirst Kentucky Securities Corp independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 2, 2024Oct 1, 2024
Martha L WeeksFirst Kentucky Securities Corp independent RIATruist Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 24, 2023Feb 9, 2023
Sheree Long BollingerFirst Kentucky Securities Corp independent RIALegacy Financial Independent Advisors LLC no RAUMRIA to a newly registered adviserJan 13, 2023Jan 26, 2023
Bryan Sean MccreaFirst Kentucky Securities Corp independent RIALegacy Financial Independent Advisors LLC no RAUMRIA to a newly registered adviserJan 13, 2023Jan 23, 2023
Christopher Robert MccreaFirst Kentucky Securities Corp independent RIALegacy Financial Independent Advisors LLC no RAUMRIA to a newly registered adviserJan 13, 2023Jan 23, 2023
Thomas Clifford FalknerFirst Kentucky Securities Corp independent RIALegacy Financial Independent Advisors LLC no RAUMRIA to a newly registered adviserJan 13, 2023Jan 24, 2023
Bruce Edward MccreaFirst Kentucky Securities Corp independent RIALegacy Financial Independent Advisors LLC no RAUMRIA to a newly registered adviserJan 13, 2023Jan 23, 2023
Bradley Clark PickrellFirst Kentucky Securities Corp independent RIARoss, Sinclaire & Associates, LLC independent RIARIA to RIAApr 1, 2020Apr 3, 2020
Kimberly Lynn JordanFirst Kentucky Securities Corp otherRaymond James Financial Services Advisors, Inc otherOtherJun 26, 2012Jun 28, 2012
Margaret Kelly MrsicFirst Kentucky Securities Corp otherJ.J.B. Hilliard, W.L. Lyons, LLC otherOtherJan 17, 2012Jan 31, 2012
John Joseph McglynnFirst Kentucky Securities Corp otherL.M. Kohn & Company otherOtherMar 7, 2011Mar 4, 2011
Jeffrey Lee Ed AdkinsFirst Kentucky Securities Corp otherL.M. Kohn & Company otherOtherMar 7, 2011Mar 4, 2011
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13 moves match.