DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wedbush Securities Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Bernard Levinson | Wedbush Securities Inc. other | B. Riley Wealth Advisors, Inc. other | Other | Jul 16, 2007 | Aug 9, 2007 |
| Beneta Diane Reynoso | Wedbush Securities Inc. other | Centaurus Financial, Inc. other | Other | Jul 10, 2007 | Nov 21, 2007 (134 d) |
| Patrick Roland Hobert | Wedbush Securities Inc. other | Centaurus Financial, Inc. other | Other | Jul 9, 2007 | Jul 9, 2007 |
| Kathryn Louise Fitzgerald | Wedbush Securities Inc. other | B. Riley Wealth Advisors, Inc. other | Other | Jul 5, 2007 | Jul 10, 2007 |
| David James Ferguson | Wedbush Securities Inc. other | Arque & Co Incororated unclassified | Other | May 17, 2007 | May 14, 2007 |
| Mark Ventresco | Wedbush Securities Inc. other | Crowell, Weedon & Co. other | Other | Apr 5, 2007 | Apr 5, 2007 |
| Charles Joseph Else | Wedbush Securities Inc. other | S & Y Asset Management LLC unclassified | Other | Sep 25, 2006 | Sep 25, 2006 |
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187 moves match.