DFX Intelligence
Advisor moves
Arrivals at Lockton Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jessica Ann Stephan-Lebar | Sagepoint Financial, Inc. other | Lockton Investment Advisors, LLC no RAUM | Other | Jul 31, 2007 | Aug 16, 2007 |
| Scott Jeffery Weneck | Td Ameritrade, Inc. no RAUM | Lockton Investment Advisors, LLC institutional | Other | Feb 1, 2006 | Oct 28, 2019 (5017 d) |
| Tina Jo Standish | Wells Fargo Advisors wirehouse | Lockton Investment Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 15, 2002 | Jul 22, 2008 (2107 d) |
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63 moves match.