DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Umb Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Scott Thomas Turley	Citigroup Global Markets Inc. other	Umb Financial Services, Inc. no RAUM	Other	Apr 3, 2008	Mar 18, 2008
Thomas Michael Pittala	Commerce Brokerage Services, Inc other	Umb Financial Services, Inc. no RAUM	Other	Mar 31, 2008	Mar 5, 2008
Andrew Joseph Arnold	Goldman Sachs Asset Management, L.P. other	Umb Financial Services, Inc. no RAUM	Other	Jan 10, 2008	Jun 4, 2009 (511 d)
Mary Jeannette Lucas	U.S. Bancorp Investments, Inc. other	Umb Financial Services, Inc. no RAUM	Other	Mar 26, 2007	Mar 22, 2007
Wayne Robert Oltjen	Invest Financial Corporation other	Umb Financial Services, Inc. no RAUM	Other	Jan 4, 2007	Sep 20, 2007 (259 d)
William Andrew Brinkmeyer	Fifth Third Securities, Inc. other	Umb Financial Services, Inc. no RAUM	Other	Aug 10, 2006	Aug 8, 2006
Jennifer Teresa Murawski	Cetera Investment Services LLC other	Umb Financial Services, Inc. no RAUM	Other	Jun 15, 2006	Jun 22, 2006
Adam Keith Perkins	Banc Of America Investment Services, Inc. unclassified	Umb Financial Services, Inc. no RAUM	Other	Apr 6, 2006	Apr 6, 2006
Marti Lee Brust	Ameriprise Financial Services, LLC national BD	Umb Financial Services, Inc. no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Jun 17, 2005	Mar 23, 2006 (279 d)
Andrew Lee Williams	LPL Financial LLC other	Umb Financial Services, Inc. no RAUM	Other	Mar 30, 2004	Apr 2, 2004
Adam Keith Perkins	Quick & Reilly, Inc. unclassified	Umb Financial Services, Inc. no RAUM	Other	Feb 10, 2003	Feb 13, 2004 (368 d)

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71 moves match.