| Gilbert Andrew Bachna | Ameriprise Financial Services, LLC national BD | Robert W. Baird & Co. Incorporated other | Other | Aug 4, 2004 | Aug 4, 2004 |
| John Joseph Mccarthy | Morgan Stanley Dw Inc. unclassified | Robert W. Baird & Co. Incorporated other | Other | Jul 30, 2004 | Jul 29, 2004 |
| Steven James Milvet | Ameriprise Financial Services, LLC national BD | Robert W. Baird & Co. Incorporated other | Other | Jul 30, 2004 | Aug 3, 2004 |
| Shawn Steven Zoltak | Banc One Securities Corporation unclassified | Robert W. Baird & Co. Incorporated other | Other | Apr 20, 2004 | Jun 1, 2004 (42 d) |
| Kelly Michael Kuennen | Ameriprise Financial Services, LLC national BD | Robert W. Baird & Co. Incorporated other | Other | Feb 6, 2004 | Jan 2, 2004 |
| Michael Kendzicky | Q2 Consultants, L.L.C. unclassified | Robert W. Baird & Co. Incorporated other | Other | Nov 6, 2003 | Jul 1, 2003 |
| Deborah Sue Bohn | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | Aug 28, 2003 | Aug 26, 2003 |
| Ronald Leslie Dunk | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Aug 21, 2003 | Aug 18, 2003 |
| Edward Harvey Defrance | Deloitte Investment Advisors LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Aug 21, 2003 | May 28, 2009 (2107 d) |
| Larry Michael Rubenstein | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Aug 21, 2003 | Aug 18, 2003 |
| Michael Kendzicky | Northwestern Mutual Investment Services,LLC other | Robert W. Baird & Co. Incorporated other | Other | Jul 9, 2003 | Jul 1, 2003 |
| Eileen Jean Stanic | Citigroup Global Markets Inc. other | Robert W. Baird & Co. Incorporated other | Other | Jul 7, 2003 | Jul 13, 2011 (2928 d) |
| Jay V Logan | Prudential Equity Group, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Jun 26, 2003 | Jun 6, 2003 |
| Daniel L Moore | Prudential Equity Group, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | May 27, 2003 | May 23, 2003 |
| Adam Joseph Kapusta | Strong Capital Management Inc unclassified | Robert W. Baird & Co. Incorporated other | Other | May 12, 2003 | Mar 18, 2005 (676 d) |
| Robert Alan Lucas | Keybanc Capital Markets Inc. unclassified | Robert W. Baird & Co. Incorporated other | Other | May 7, 2003 | Apr 23, 2003 |
| Thomas Gary Peterson | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated other | Other | Mar 28, 2003 | Mar 14, 2003 |
| Wayne Mcmullen | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated other | Other | Jan 6, 2003 | Jan 15, 2003 |
| Denis Cyr | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Robert W. Baird & Co. Incorporated other | Other | Oct 14, 2002 | Oct 11, 2002 |
| Joel Carter Mcneil | Strong Capital Management Inc unclassified | Robert W. Baird & Co. Incorporated other | Other | Aug 9, 2002 | Oct 2, 2002 (54 d) |
| Rory Daniel Lindquist | Strong Capital Management Inc unclassified | Robert W. Baird & Co. Incorporated other | Other | May 22, 2002 | May 13, 2002 |