DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Walnut Street Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kevin Wayne Stone	American Century Advisory Services, Inc. no RAUM	Walnut Street Securities, Inc. other	Other	Aug 7, 2003	Jun 17, 2004 (315 d)
Christopher Robin Henderson	Wells Fargo Investments, LLC unclassified	Walnut Street Securities, Inc. other	Other	Aug 4, 2003	Jul 12, 2005 (708 d)
Jon Bryan Deane	Spire Wealth Management, LLC other	Walnut Street Securities, Inc. other	Other	Jun 2, 2003	Sep 15, 2003 (105 d)
Scott Alan Tanker	Cbiz Retirement Plan Advisory Services other	Walnut Street Securities, Inc. other	Other	May 23, 2003	Jul 26, 2007 (1525 d)
John Michael Entz	Cincinnati Analysts, Inc other	Walnut Street Securities, Inc. other	Other	Feb 13, 2003	Sep 22, 2003 (221 d)
Steven Scott Richardson	Nathan & Lewis Securities, Inc. unclassified	Walnut Street Securities, Inc. other	Other	Jan 28, 2003	Sep 29, 2011 (3166 d)
James Jacob Mcdonald	Nathan & Lewis Securities, Inc. unclassified	Walnut Street Securities, Inc. other	Other	Jan 28, 2003	Apr 14, 2010 (2633 d)
Paiwei Lee	Nathan & Lewis Securities, Inc. unclassified	Walnut Street Securities, Inc. other	Other	Jan 28, 2003	May 19, 2009 (2303 d)
Stacey Gibble Barrick	Nathan & Lewis Securities, Inc. unclassified	Walnut Street Securities, Inc. other	Other	Jan 27, 2003	Jul 23, 2007 (1638 d)
David Oliver Cashdollar	Nathan & Lewis Securities, Inc. unclassified	Walnut Street Securities, Inc. other	Other	Jan 24, 2003	Jul 26, 2007 (1644 d)
Scott Eric Holstein	Nathan & Lewis Securities, Inc. unclassified	Walnut Street Securities, Inc. other	Other	Jan 24, 2003	Jul 23, 2007 (1641 d)
Jennifer Austin Hatch	Nathan & Lewis Securities, Inc. unclassified	Walnut Street Securities, Inc. other	Other	Jan 24, 2003	Feb 25, 2005 (763 d)
Lindsay Hambleton Sturmak	Wells Fargo Investments, LLC unclassified	Walnut Street Securities, Inc. other	Other	Aug 21, 2002	Nov 6, 2003 (442 d)
Bradley Owen Olson	U.S. Bancorp Investments, Inc. other	Walnut Street Securities, Inc. other	Other	Jun 26, 2002	Aug 27, 2009 (2619 d)

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134 moves match.