| Ransom Howard Adams | Hba Financial Advisors unclassified | Allworth Financial, L.P. other | Other | Jul 30, 2008 | Aug 26, 2008 |
| Justin Richard Wilson | Invest Financial Corporation other | Allworth Financial, L.P. other | Other | Feb 1, 2008 | Feb 8, 2008 |
| Katrina Larisa Peck | Brecek & Young Advisors, Inc. other | Allworth Financial, L.P. other | Other | Aug 17, 2007 | Mar 26, 2008 (222 d) |
| Shane Allen O'Brien | Raa Wealth Management, LLC unclassified | Allworth Financial, L.P. independent RIA | Other | Mar 7, 2007 | Oct 21, 2021 (5342 d) |
| Eric Cameron Mitchell Henry | Ameritas Advisory Services other | Allworth Financial, L.P. other | Other | Dec 1, 2006 | Nov 12, 2007 (346 d) |
| Anthony William Albertino | Bmo Harris Financial Advisors, Inc other | Allworth Financial, L.P. other | Other | Apr 27, 2006 | Aug 8, 2006 (103 d) |
| Frank Mckinney | Td Ameritrade, Inc. no RAUM | Allworth Financial, L.P. other | Other | Mar 14, 2006 | Jun 13, 2006 (91 d) |
| Craig Michael Anderson | Charles Schwab & Co., Inc. national BD | Allworth Financial, L.P. other | Other | Jun 21, 2005 | Jul 2, 2014 (3298 d) |
| Barbara M Healy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Allworth Financial, L.P. other | Other | Jan 6, 2005 | Mar 30, 2005 (83 d) |
| Patrick Allen Henry | Osaic Fa, Inc. other | Allworth Financial, L.P. other | Other | Feb 2, 2004 | Mar 30, 2005 (422 d) |
| Joseph Mattei | Charles Schwab & Co., Inc. national BD | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2003 | Oct 10, 2024 (7615 d) |
| David Anthony Tisza | A. G. Edwards & Sons, Inc. unclassified | Allworth Financial, L.P. other | Other | May 23, 2003 | Aug 17, 2006 (1182 d) |