DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fiduciary Counselling Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Laura W Neal | Iconiq Capital, LLC other | Fiduciary Counselling Inc independent RIA | Other | Oct 2, 2023 | Jul 20, 2026 (1022 d) |
| Jaclyn Steiger Roof | Lnw independent RIA | Fiduciary Counselling Inc independent RIA | RIA to RIA | Jun 6, 2022 | Jul 15, 2022 (39 d) |
| Sean Patrick Deichert | LPL Financial LLC BD affiliated | Fiduciary Counselling Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2020 | Jan 4, 2022 (369 d) |
| John Joseph Keolker | Threshold Group, LLC other | Fiduciary Counselling Inc independent RIA | Other | Dec 31, 2017 | Apr 17, 2018 (107 d) |
| Liddy Marie Achter | Wells Fargo Investments, LLC unclassified | Fiduciary Counselling Inc independent RIA | Other | Apr 17, 2007 | Oct 27, 2020 (4942 d) |
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5 moves match.