DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hhg & Company, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Louis Guastaferri | Symmetry Partners other | Hhg & Company, LLC other | Other | Jan 2, 2015 | Sep 21, 2015 (262 d) |
| Brendan Lauder Mcewan | Edward Jones national BD | Hhg & Company, LLC other | Other | Feb 7, 2011 | Dec 9, 2013 (1036 d) |
| Charles William Falzone | Wells Fargo Advisors wirehouse | Hhg & Company, LLC other | Other | Sep 8, 2010 | Sep 9, 2014 (1462 d) |
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3 moves match.