DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lee Financial Group Hawaii, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Amber Lynn Kimie Suhas | LPL Financial LLC other | Lee Financial Group Hawaii, Inc. other | Other | Feb 5, 2016 | Feb 2, 2016 |
| Yuka Okawa Marosek | Integrated Wealth Counsel, LLC other | Lee Financial Group Hawaii, Inc. other | Other | Nov 13, 2013 | Jan 8, 2014 (56 d) |
| Jodie Michelle Duvall | Lnw other | Lee Financial Group Hawaii, Inc. other | Other | Sep 8, 2006 | Mar 6, 2007 (179 d) |
| Kathy Lynn Lum | Charles Schwab & Co., Inc. national BD | Lee Financial Group Hawaii, Inc. other | Other | Jan 6, 2005 | Feb 28, 2005 (53 d) |
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4 moves match.