DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Highland Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lelia Woodley CogginsRaymond James & Associates, Inc. national BDHighland Capital Management, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJun 13, 2023Feb 27, 2025 (625 d)
Bart Nmi McmurryIcc Capital Management Inc otherHighland Capital Management, LLC mixed wealthOtherMay 15, 2015Nov 20, 2019 (1650 d)
Steven Michael StackIcc Capital Management Inc otherHighland Capital Management, LLC otherOtherMay 15, 2015Jul 6, 2015 (52 d)
Kenneth Louis RiffleSector Capital Management, L.L.C. otherHighland Capital Management, LLC otherOtherOct 16, 2013Jun 18, 2013
Reed David WaltersSector Capital Management, L.L.C. otherHighland Capital Management, LLC otherOtherOct 16, 2013Apr 15, 2013
Cecil Adair GodmanFirst Horizon Advisors, Inc otherHighland Capital Management, LLC otherOtherMar 30, 2012Dec 17, 2010
Scott Eric NotowichOppenheimer & Co. Inc. otherHighland Capital Management, LLC otherOtherAug 4, 2009Feb 19, 2014 (1660 d)
Jed F MillerConsulting Services Group, LLC otherHighland Capital Management, LLC otherOtherDec 31, 2008Dec 16, 2010 (715 d)
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8 moves match.