DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nasdaq Dorsey Wright
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Pranay Dureja | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Nasdaq Dorsey Wright mixed wealth | Wirehouse to independent RIA | Oct 2, 2024 | Jan 29, 2026 (484 d) |
| Charles Marcus Coleman | Holly Street Wealth Advisors other | Nasdaq Dorsey Wright other | Other | Dec 1, 2016 | Dec 5, 2016 |
| Robert Anthony Deangelo | Neuberger Berman Bd LLC other | Nasdaq Dorsey Wright other | Other | Aug 4, 2015 | Jul 27, 2017 (723 d) |
| James Anthony Parrish | B Riley Wealth Management other | Nasdaq Dorsey Wright other | Other | Jul 19, 2013 | Jul 19, 2013 |
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4 moves match.