DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Deerfield

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kent Alexander DelphFacet independent RIADeerfield independent RIARIA to RIAJul 6, 2026Jul 17, 2026
Nathan Carter MelchiLPL Enterprise, LLC BD affiliatedDeerfield independent RIAAffiliated broker-dealer or bank to independent RIAOct 16, 2025Mar 3, 2026 (138 d)
Bryan Robert ByrerWealthpoint Advisors LLC independent RIADeerfield independent RIARIA to RIAAug 21, 2024Sep 16, 2024
Hope Olivia FryRaymond James & Associates, Inc. national BDDeerfield independent RIAAffiliated broker-dealer or bank to independent RIAJun 21, 2023Sep 16, 2024 (453 d)
Matthew Lewis RoopCatalyst Financial Consulting, LLC unclassifiedDeerfield otherOtherJun 26, 2015Jul 1, 2015
Marcus Franklin MillerEdward Jones national BDDeerfield otherOtherMay 12, 2010Apr 27, 2012 (716 d)
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6 moves match.